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Papers Delivered at International Conference on Cleaner Production
Beijing, China -- September 2001 -- Paper 15 of 30

A Generalized Framework and Methodology for Product Planning in Eco-Industrial Parks

Shi Lei 1, Zheng Donghui 2, Shen Jingzhu 2, Li Yourun 2, Qian Yi 1,
(1 State Key Joint Laboratory of Environment Simulation and Pollution Control, Tsinghua University, Beijing, 100084, China
2 Department of Chemical Engineering, Tsinghua University, Beijing, 100084, China)

Abstract: A product planning framework and methodology for Eco-industrial Parks (EIPs) was studied. Following the discussion of guiding principles, a generalized framework was firstly proposed on how to obtain a sustainable product system. Then, an integrated product planning methodology was set up for a given EIP. Finally, the methodology was applied illustratively to a real EIP project.

Keywords: product planning, industrial ecology, Eco-industrial Park

Introduction 

As one of the ideal patterns for the development of industry, Eco-Industrial Park (EIP) has gained more and more attention in both developed and developing countries. Two categories of EIP projects are identified: the redevelopment of existing industrial parks and the design of new EIPs. By learning from the Nature, both types of EIPs try to form an engineered or self-organized industrial symbiosis system like Kalundborg (Denmark), the most famous park where a few disparate large units have worked out an effective system to optimize their materials and energy (Grann, 1997). Some common features of EIPs have been identified, for example, industry match in terms of inputs and outputs, high efficiency of material flows, energy flows and information flows, and so on. However, the conception of EIP is still evolving, and the standardized one has not yet gained. According to the United States President’s Council on Sustainable Development (1996), an EIP can be considered to be an industrial system of planned materials and energy exchanges that seeks to minimize energy and raw materials use, minimize waste, and build sustainable economic, ecological and social relations.

Up to date, most definitions on EIP are from the perspective of process system, which easily misleads one to think that the main task of designing an EIP is just to optimize its process system. In fact, EIP is an evolutionary system governed by natural, social and economical rules instead of a static one. Therefore, updating its product system, in a sense, is a more important task for the planning of an EIP than optimizing its process system. Looking at the product system rather than process system, shifts the focus of planning from the end of the process to the center stage of product development which is essential for the overall performance of an EIP. For a single product or products in a kind, recently, the concept of product planning or development has been extended such that it includes consideration of the entire life cycle of a product. As a result, a new research area called life cycle engineering, concurrent engineering, or integrated product and process development comes up and receives more and more attention (Yan et al., 1999). More recently, several studies began to cast the planning of sustainable product system (Ehrenfeld, 1997; Hanssen, 1999). However, they still put their stress on the life cycles of products instead of the context of a given EIP. Much research is needed to obtain a systematic methodology for product planning for EIPs.

A generalized framework was proposed firstly on how to obtain a sustainable product system under the guiding principles of industrial ecology. Based on this framework, then, an integrated product planning methodology was set up for a given EIP. Finally, the methodology was applied illustratively to the planning of Shenjia EIP located in Quzhou City, the East China’s Zhejiang Province.

Guiding principles of product planning

The product planning process is a step-by-step procedure that firms follow from product ideas to product introduction into the marketplace (Spitz, 1977). It is so complicated that the systems approach to product planning is always required. By considering the industrial system as a whole, industrial ecology provides a conceptual framework and a comprehensive and systems-based approach for the process of planning product development. According to Stanley (1999), industrial ecology is an approach based upon systems engineering and ecological principles that integrate the production and consumption aspects of the design, production, use and termination (decommissioning) of products and services in a manner that minimizes environmental impact while optimizing utilization of resource, energy, and capital.

Following the ideas behind industrial ecology, Hanssen (1999) has developed a systematic structure for Environmentally Sound Product Development by integrating environmental performance, customer quality and life cycle economy in decision-making. Four main strategies for product system improvements were mentioned:

  1. Reformulating user requirements, to find new innovative solutions beyond the scope of today’s product systems;
  2. Improvement in the performance of the product system, in relation to user requirements;
  3. Substitution of the whole product system, or substitution/elimination of parts of the system;
  4. Optimization of the processes and operation of each system unit or in the interaction between system units.

Hardin Tibbs (1992) provided a more detailed framework with seven elements for industrial ecology:

  1. Improving the metabolic pathways of industrial processes and materials use;
  2. Creating loop-closing industrial ecosystems;
  3. Dematerializing industrial output;
  4. Systematizing patterns of energy use;
  5. Balancing industrial input and output to natural ecosystem capacity;
  6. Aligning policy to conform with long-term industrial system evolution;
  7. Creating new action-coordinating structures, communicative linkages, and information.

The first four of these items can be used as the technical skeleton of a product design system (Ehrenfeld, 1997). However, this skeleton is still too abstract to be practical. Many researchers have realized this point, and presented some frameworks to integrate technology and environment under the banner of industrial ecology (Allenby, 1994). Among these technologies, Design for Environment (DFE) and Green Chemistry are frequently mentioned and thought to be central to the development of the industrial ecology because both focus on the design phase which affords the greatest flexibility in reducing environmental impacts (Anastas and Breen, 1997).

DFE (similar to Eco-design and life cycle design) is a systematic approach to reducing and balancing the adverse impact of manufactured products on the environment by considering the product’s whole life cycle—from raw materials acquisition, through manufacture, distribution and use, to reuse, recycling and final disposal. It involves a combination of strategies to minimize total environmental impacts over the whole life cycle of a product (Roy, 2000).

Green Chemistry is the use of chemistry techniques and methodologies that reduce or eliminate the use or generation of feedstocks, products, by-products, solvents, reagents, etc., that are hazardous to human health or the environment (Anastas and Breen, 1997). The general areas of investigation in Green Chemistry include: selection of feedstocks, selection of reagents, choosing synthetic transformations, selection of solvents and reaction conditions, and selection of products and the design of safer chemicals. In short, Green Chemistry concerns the greening of the feedstocks, the process and the products.

Both DFE and Green Chemistry tend to evolve a sustainable system of production and consumption that offers a decent quality of life to the world’s population within the long-term carrying capacity of the Earth. However, their viewpoints are different: DFE provides the understanding of what changes need to be made in products and processes with its methods and tools such as Life Cycle Analysis, while Green Chemistry provides the methods and tools by which products and processes can be made. So, to some extent, DFE and Green Chemistry are usually thought to be complementary. Thus, a product planning framework can be constructed by combining DFE and Green Chemistry.

Product planning framework 

Analysis of the flow of materials used in an economic system, the way they are used and the impact of their use on the environment could form the corner stone for product planning, and then generate criteria on the basis of which one could plan products development work in an EIP. Fig. 1a shows the material flow model made up of three subsystems: processes (production system), products, and society (consumption system). Here, the product system is highlighted because of its roles in bridging the production and consumption systems. The production system takes in new materials from the natural donor, and generates both products and wastes. Some wastes are reused by the production system itself, and the remaining are discarded into the natural acceptor. The products enter the consumption system, and are then discharged with three different terminals: some are reused without any modifications; some are recycled into the production system; and the remaining has to be thrown into the natural acceptor.

From the Fig. 1a, the economic, environmental and social performances of the product system depend on the feedstocks from the Nature, the way of production, the way of consumption, the ratio of waste reuse/recycling, and the product in itself. In Fig. 1b, we present a possible framework within which the five influencing factors above are discussed. A sustainable product system can be achieved by taking the following 5 paths:

  1. the dematerialization of products (replacing resources by services and techniques, such as information techniques, nano-techniques, molecular manufacturing, and so on);
  2. the greening of products (alternatives of forbidden products, bio-degradatable products, recyclable products, and other environmental benign products);
  3. the greening of processes (energy integration, mass integration, the green catalysis system, the non-solvent reaction system, the mild reaction system, and so on);
  4. the greening of feedstocks (alternating or reducing toxics use, replacing minerals by biomass); and,
  5. the resourcelization of wastes (waste reclamation techniques).

By applying the product life cycle ideas in DFE and considering all aspects of product improvements in Green Chemistry, therefore, the framework with 5 product improvement paths provides a holistic and systematic way of product planning.

Fig.1a 
The material flow in economic system
Fig.1b
Product planning framework

Product planning methodology for EIPs: an application procedure

In the above Section, a conceptual framework for product planning is outlined. Now we give an application procedure to illustrate how to apply the framework systematically to real product planning in an EIP.

Take the Shenjia EIP project being carried out as an example. An application procedure of the product planning methodology includes the following steps:

Step 1: construct the remaining products set by excluding the forbidden products (mainly due to international, governmental, and regional regulations) from the existing products set;

Step 2: construct extended products set by adding the region-planned products to the remaining products set;

Step 3: based on the extended products set, construct the product superstructure following the 5 paths included in the framework above;

Step 4: decrease the products superstructure through the convergency analysis of resources and technology;

Step 5: decrease further the products superstructure through the marketing prediction analysis;

Step 6: decrease finally the products superstructure through the compatibility analysis with the existing process system in the EIP.

The main idea behind this procedure lies in: a products superstructure is firstly constructed following the guiding principles of product planning (Step 1- Step 3), then a dominant product system is identified under constraints in consideration, such as resource scarcity, technical feasibility, market prediction, compatibility with existing system, and so on (Step 4- Step 6). Therefore, the dominant product system provides a strong base for guiding how to attract enterprises, as well as the site planning and mass integration in the EIP. It needs to pay attention that we should construct the product superstructure on a larger level (at least on the same level) than the EIP in consideration. In this case, the product superstructure is based on the Quzhou region level because the Shenjia EIP is still in the cradle and its existing product system is interlinked so strongly with other parks.

In Step 3, how to apply the 5 improvement paths to constructing the product superstructure is the most critical. Generally speaking, the existing steady-going product system is basically balanced with its surrounding resources, markets, and social environment except for some man-made disastrous interruption, which makes us to focus on its backbone product series. In the case, 7 product series have been identified in Quzhou region: agricultural fertilizers, inorganic salts, nitrogenous organic compounds, halogenide products (mainly chlorochemicals and fluorochemicals), benzene derivatives, silicochemicals, and biomass derivatives (mainly heteronuclear compounds and amino-acids). Taking the 5 paths, therefore, the following product series are highlighted:

  1. Plastic manufacturing series (Path 1);
  2. Fine fluorochemicals (Path 1);
  3. Alternatives to chloro-agricultural pesticides (Path 2);
  4. Hydrogeneration product series (Path 3);
  5. Dimethyl carbonate derivatives (Path 4);
  6. Biomass derivatives distilled from plants (for example, oranges) (Path 4).
  7. HCl-consumed product series (Path 5).

Apply the step 4-6 to Shenjia EIP where chlorochemicals dominate, only HCl-consumed product series and orange-distilled product series are preferred (the details is omitted).

Conclusions

Due to the importance of EIP to industrial development, many industrial parks are being designed or redesigned under the guiding of industrial ecology principles. Thus, the planning of product system deserves more and more attention in the context of the EIP. A generalized framework was proposed firstly on how to obtain a sustainable product system by product design. Then, an integrated product planning methodology was set up for a given EIP. Finally, the methodology was applied illustratively to a real EIP project. Further work will be followed in the near future.

References

1. Allenby, Brad. Industrial ecology gets down to earth. IEEE Circuits and Devices Magazine. 1994, 10: 24-28

2. Anastas, P.T.; Breen, J.J. Design for the environment and Green Chemistry: the heart and soul of industrial ecology. Journal of Cleaner Production. 1997, 5(1-2): 97-102

3. Cote, Raymond P.; Cohen-Rosenthal, E. Designing eco-industrial parks: A synthesis of some experiences. Journal of Cleaner Production, 1998, 6 (3-4): 181-188

4. Ehrenfeld, J.R. Industrial ecology: a framework for product and process design. Journal of Cleaner Production. 1997, 5(1-2): 87-95

5. Grann H. The industrial symbiosis at Kalundborg, Denmark. The Industrial Green Game. Washington, DC: National Academy Press. 1997:117-123.

6. Hanssen, O.J. Sustainable product systems - experiences based on case projects in sustainable product development. Journal of Cleaner Production. 1999, 7: 27-41

7. Hardin Tibbs. Pollution Prevention Review. 1992, 2(2): 167

8. Manahan S.E. Industrial ecology: environmental chemistry and hazardous waste.

9. President’s Council on Sustainable Development. In: Eco-Industrial Park Workshop Proceedings, Washington (DC), 17-18 October 1996.

10. Roy R. Sustainable product-services system. Future, 2000, 32:289-299

11. Spitz A.E. Product planning (2nd Edition). New York: Mason/Charter Publishers, 1977

12. Yan P., Zhou M., Sebastian D. An integrated product and process development methodology: concept formulation. Robotics and Computer Integrated Manufacturing, 1999, 15: 201-210

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