INTERNATIONAL CLEANER PRODUCTION INFORMATION CLEARINGHOUSE

CASE STUDY #239

1. Headline: EP3 - Pollution Prevention Assessment for an

Electroplating Facility

2. Background:

The United States Agency for International Development

(USAID) is sponsoring the Environmental Pollution

Prevention Project (EP3) to establish sustainable programs

in developing countries, transfer urban and industrial

pollution prevention expertise and information, and

support efforts to improve environmental quality. These

objectives are achieved through technical assistance to

industry and urban institutions, development and delivery

of training and outreach programs, and operation of an

information clearinghouse.

EP3's Assessment Process

EP3 pollution prevention diagnostic assessments consist of

three phases: pre-assessment, assessment, and post-

assessment. During pre-assessment, EP3 in-country

representatives determine a facility's suitability for a

pollution prevention assessment, sign memoranda of

agreement with each facility selected, and collect

preliminary data. During assessment, a team comprised of

US and in-country experts in both pollution prevention and

the facility's industrial processes gathers more detailed

information on the sources of pollution, reducing this

pollution. Finally, the team prepares a report for the

facility's management detailing its findings and

recommendations (including cost savings, implementation

costs, and payback times). During post-assessment, the EP3

in-country representative works with the facility to

implement the actions recommended in the report.

Summary

This assessment evaluated an electroplating facility. The

objective of the assessment was to propose a program of

pollution prevention that would: (1) reduce the quantity

of toxics, raw materials, and energy used in the

manufacturing process, thereby reducing pollution and

worker exposure, (2) demonstrate the environmental and

economic value of pollution prevention methods to the

electroplating industry, and (3) improve operating

efficiency and product quality.

The assessment was performed by an EP3 team comprised of

an expert in electroplating and a pollution prevention

specialist.

Facility Background

This facility is an electroplater that performs zinc,

nickel, brass, and chrome plating. Seventy percent of

production is comprised of brass articles. The facility

operates with 23 workers who work in a single 8-hour

shift, 300 days a year. Approximately 15 m2 of metal

surface is finished per day.

3. Cleaner Production Principle: The assessment identified

various cleaner production applications including: process

modification, good housekeeping, new technology,

recycling, and material substitution.

4. Description of Cleaner Production Application:

Overall, the assessment identified 18 pollution prevention

opportunities at this facility. Recommendations for

pollution prevention include replacing the solvent

degreaser with an alkaline cleaner, improving process

solution monitoring, and capturing and returning 100

percent of chromium dragout to the process solution.

Manufacturing Process

Facility operations can be divided into five main steps:

(1) polishing, (2) cleaning, (3) racking, (4)

electroplating, and (5) gilding.

Parts are first polished. Polishing paste is applied to

stationary belt sanders to provide the necessary abrasion.

The parts are then polished with the sanders. Dust

generated by the polishing process is collected by vacuums

connected to each machine.

Prior to electroplating, many parts are cleaned in a vapor

degreaser that uses trichloroethylene (TCE) to remove

grease and other impurities. Parts removed from the

degreaser are dried with paper towels.

The facility electroplates many different kinds of parts.

Several parts are hung on special racks that are

constructed specifically to handle the part. Other pieces

are plated in baskets that are placed directly in the

solutions.

The electroplating line consists of washing tanks, rising

tanks, and nickel and chrome plating and recuperation

baths. A copper cyanide bath is located across from the

line and is used to plate zamak before it is plated to

nickel and chrome. All plating is manual. Times are not

exact, and there considerable variation in soaking times

among different parts and different workers.

Before gilding, parts are rinsed in special rinse baths.

They are then immersed in gilding solution for less than a

minute.

Existing Pollution Problems

At the time of the assessment, there were a number of

pollution problems including (1) polishing debris, (2) the

use of organic solvents for degreasing, (3) acid dip

contamination, (4) inefficient cyanide electroplating, (5)

unnecessary chrome and nickel waste, and (6) excessive

water use.

Pollution Prevention Opportunities

The assessment identified 18 pollution prevention opportunities

that could address the problems identified above, with

significant environmental and economic benefits to the

facility. Listed below are the recommended opportunities for

the facility, and the environmental benefits and implementation

costs for each.

Summary of Recommended Pollution Prevention Opportunities:

--Polishing--

1. Reduce time between buffing and cleaning-

Financial benefit will depend on costs of degreasing.

2. Replace polishing compound with one compatible

with aqueous alkaline cleaners. Financial benefits

will depend on the costs of degreasing.

3. Improve operator performance by purchasing

fixtures and jigs provide training. Financial

benefit will depend on the cots of degreasing.

4. Reduce compound and heel use through proper

operating practice. Immediate financial benefits

will be about $150-$300 (US) per year.

--Solvent degreasing--replace this process step with

aqueous alkaline cleaner--The costs involved are about $5000

(US) with a financial benefit of $11,134 (US) per year and

therefore a payback period of less than 6 months.

--Alkaline cleaning--

1. Eliminate cyanide use in cleaning--No

implementation costs with an immediate payback

period with $895 (US) per year.

2. Improved process control and solution

monitoring. Less than $100 (US) costs with an

immediate payback period and financial benefits

of $930 (US) per year.

--Acid dip--10% sulfuric--

1. Isolate acids for steel and brass. No

cost and improves the product quality.

2. Improved process control and solution

monitoring. No costs, immediate payback and

financial benefits of $144 (US).

--Acid dip--Depassivation of nickel: Eliminate this

process step: cleaner is adequate: Immediate payback, no

costs and financial benefit is $672 (US).

--Acid dip Mixed acid stripper--replace with solutions in

smaller tanks, and practice segregation and recovery.

Reduced treatment costs.

--Copper cyanide--Improved process control and solution

monitoring. Improved product quality and costs estimated

at less than $100 (US).

--Cyanide brass electroplating--Improved process control

and solution monitoring, results in improved quality.

--Nickel electroplating

1. Improved process control and solution

monitoring. Improved product quality with less

solution loss. Costs are estimated at less than

$100 (US).

2. Less frequent purification. Costs

have already been incurred in other options, and

the immediate benefits were estimated at $4,130

(US) to $5875 (US) per year.

--Chrome electroplating--

1. Capture and return 100% of dragout to

the process solution. Costs nothing and reduces

need for treatment.

2. Improved process control and solution

monitoring porous pot. Costs estimated at $500

to $1000 (US) with financial benefits because of

the elimination of treatment, has a payback

period of 1-2 years.

--Rinsing effectiveness--Add agitation and sprays; control

water use and reduce water use; cost of less that $100

(US) results in a benefit of at least $19,783 (US) with a

payback period of less than three months.

The total costs of implementing the opportunities is

estimated at $5,500 to $6,500 (US) with financial benefits

estimated at least $19,783 per year.

Polishing Debris. As currently performed, the polishing

process leaves considerable debris (consisting of a

mixture of polishing compound and solids from the

polishing wheel) inside the pieces. These deposits cannot

be removed by scraping or wiping.

To alleviate this problem, the facility can take several

steps. Reducing the amount of polishing compounds used

will reduce the amount of debris. Removing visible residue

will allow less debris to harden on the pieces. Reducing

the time between buffing and cleaning will also allow less

debris to harden on the pieces. Lastly, employing a

polishing compound that is compatible with alkaline

cleansers will improve the efficiency of the cleaning

process (along with recommendations outlined in the next

section).

Degreasing. The facility currently employs the chlorinated

solvent TCE to degrease parts. TCE is highly toxic and

chemically reactive, and has been linked to liver cancer

and ozone depletion. Parts can be cleaned equally well, or

better, through the use of aqueous alkaline cleaners.

Thus, the facility can greatly reduce its environmental

impact and improve product quality by implementing an

alkaline cleaning system. Further, the alkaline system

cost effective than the TCE system. A $ 5,000 investment

will yield savings (from eliminated solvent purchases) of

$ 12,000 (US) per year.

Acid Dips. In this facility's plating process, an acid dip

(usually 10 percent sulfuric acid) is used to remove any

oxides that may have developed on the brass or steel

surface. With time, copper and organic contamination

accumulates in the acid bath. If more than 300 mg/l of

copper is present in the acid dip, the bath can cause

adhesion problems for the steel substrate. Further, copper

contamination also impacts the nickel electroplating

solution. While the facility utilizes nickel depassivation

to remove the copper contamination, it is not efficient,

wasting nickel, brightener, and energy.

Separate acid dips for steel and brass substrates will

improve the quality of both the steel substrate cleaning,

and the nickel electroplating solution, and, hence, reduce

the number of rejects the facility produces. Additionally,

by employing tighter process control over the acid dips,

the facility will save $ 816 (US) a year in reduced

solution cost.

Inefficient Cyanide Electroplating. Cyanide electroplating

cannot be eliminated at this facility because the known

non-cyanide alkaline alternatives do not function well in

this application. However, improved process control and

solution monitoring could enhance product quality, and,

hence, reduce the number of rejects the facility produces.

Unnecessary Nickel and Chrome Waste. Currently, the

facility purifies the nickel bath six times per year. By

improving process control and purifying the nickel bath

only once per year, the facility should save between $

4,100 and $ 5,900 (US) a year from recovered nickel

solution.

The lost chrome solution is only valued at $ 180 (US) per

year. However, if 100 percent of this chrome could be

captured, the facility would not have to install expensive

chrome waste treatment required by the facility's

government. A porous pot purification system (priced

between $ 500 and $ 1,000 (US)) is capable of removing the

chromium from the waste water. While the expected costs of

meeting chromium discharge limits have not been

determined, they are sure to be greater than the cost of

the purification system.

Excessive Water Use. Waste water is generated in

significant volumes from the facility's rinse steps. Some

fairly simple changes can be made that will reduce water

use by 25 percent. The use of air or solution agitation

would increase the efficiency of the rinses, and reduce

the frequency of changes. Spray rinses would also be more

efficient than the current practice. Lastly, water inputs

should be installed with switches that turn off the inputs

after a set period of inactivity. For an investment of

less than $ 100, the facility should save $ 1,728 (US) a

year from reduced water usage.

5. Economics: See above.

6. Advantages: See above.

7. Constraints: See above.

8. Contacts:

EP3 Clearinghouse (UNITED STATES)

TEL: 1 (703) 351-4004

FAX: 1 (703) 351 6166

Internet: apenderg@habaco.com

9. Keywords: metal, electroplating, process modification,

good housekeeping, material substitution, new technology,

EP3, zinc, nickel, brass, chrome, trichloroethylene, TCE,

solvent, degreasing, acid, polishing, rinse, plating

10. Reviewer's comments: This case study was carried out in a

developing country in which EP3 has an established

programme. It was submitted to UNEP IE and edited for the

ICPIC diskette in August 1995. It has not undergone a

formal technical review.